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Autres documents


2020
Mushtak Najarali Bio - 2020


2019
Rick Headrick Bio - 2019

Kathleen Bock Bio – 2019

Revue de l’année 2019

Eric Hallé Bio - 2019

Neal Kerr Bio - 2019

Ross Kappele Bio - 2019

Sales Practices Frequently Asked Questions (July 2019)

The purpose of this Sales Practices FAQ is to provide guidance regarding sales practices and compensation arrangements permitted under NI 81-105, the Companion Policy to NI 81-105 (“81-105CP") and other guidance from Canadian Securities Administrators (CSA) and Ontario Securities Commission (OSC) staff, in addition to providing clarification of activities, whether permitted or restricted, that are outlined in NI 81-105 and 81-105CP.


John Adams Bio - 2019