SRO Rules and Responses
IFIC strongly supports industry self-regulation. IFIC welcomed the creation of the New Self-Regulatory Organization of Canada (New SRO), which was formed in January 2023 through the amalgamation of the Mutual Fund Dealers Association and the Investment Industry Regulatory Organization of Canada. IFIC will provide industry input to ongoing consultations related to the implementation of the New SRO as well as any rule changes it introduces in response to evolving marketplace and investor needs.
Documents
2021
2020
2019
IFIC Submission to MFDA (Mr. Woodard) CE Accreditation (September 20, 2019)
IFIC submission on the MFDA’s consultation on the accreditation process for its continuing education requirements.
2018
2019
IFIC Submission to MFDA (Mr. Woodard) CE Accreditation (September 20, 2019)
IFIC submission on the MFDA’s consultation on the accreditation process for its continuing education requirements.
2018
IFIC submission on the MFDA’s consultation on the accreditation process for its continuing education requirements.
