Other Documents
(February 6, 2023)
(March 30, 2022)
Helpful information for every stage of your financial journey
(January 30, 2019)(July 12, 2018)
This is a checklist of best practices advisors can implement to help make their offices or meeting spaces more accommodating for elderly clients.
(July 12, 2018)(July 5, 2018)
(June 25, 2018)
Understand your investments and secure your future
(January 31, 2018)The Investment Funds Institute of Canada has created this toolkit to help advisors engage with clients about the new information investors will receive about the performance of their investments and the fees they paid to their dealer under the initiative known as “CRM2”. The materials in this toolkit were created to encourage investors to open their statements and read the new information.
(November 27, 2017)Understand your investments and secure your future.
(January 30, 2017)This online course, available free of charge, is offered by IFSE Institute (the educational arm of IFIC) to teach financial advisors about disclosure requirements and advisor obligations under CRM2. The course is designed for investment dealers, mutual fund dealers, exempt market dealers and their representatives.
(May 25, 2016)This bulletin outlines direction provided by the Canadian Securities Administrators (CSA) and the Mutual Fund Dealers Association (MFDA ) to assist dealers in meeting various requirements of CRM2. It focuses on three areas: the application of CRM2 to investments that are not securities, such as segregated fund contracts, annuities and GICs; transfer payments from affiliates; and referral fees.
(January 8, 2016)Outlines new information that dealers must include on clients’ account statements as of December 31, 2015, and provides insights and practical information to help dealers meet these requirement.
(November 27, 2015)(June 15, 2011)
(June 15, 2011)
(January 18, 2011)
