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The Voice of Canada’s Investment Funds Industry

Other Documents


2019
2019 Annual Leadership Conference Agenda

Kathleen Bock Bio - 2019

2019 Year in Review

Eric Hallé Bio - 2019

Neal Kerr Bio - 2019

Ross Kappele Bio - 2019

Sales Practices Frequently Asked Questions (July 2019)

The purpose of this Sales Practices FAQ is to provide guidance regarding sales practices and compensation arrangements permitted under NI 81-105, the Companion Policy to NI 81-105 (“81-105CP") and other guidance from Canadian Securities Administrators (CSA) and Ontario Securities Commission (OSC) staff, in addition to providing clarification of activities, whether permitted or restricted, that are outlined in NI 81-105 and 81-105CP.


John Adams Bio - 2019

2019 Your Guide to Investment Funds

Helpful information for every stage of your financial journey



2018
Nelson Cheng Bio - 2018